Deskripsi Pekerjaan
Capital Dynamics, a leading asset management firm, is seeking a meticulous Compliance Manager to join our Kuala Lumpur office. In this role, you will be responsible for ensuring our fund management operations adhere to all applicable regulatory requirements, implementing compliance policies, and providing expert guidance to internal stakeholders.
You will collaborate closely with senior leadership, legal counsel, and business units to monitor regulatory changes, conduct risk assessments, and develop robust compliance frameworks. Your proactive approach will help safeguard the firmās reputation and ensure sustainable growth in a dynamic financial landscape.
Working within a fastāpaced environment, you will be expected to identify emerging risks, drive continuous improvement, and mentor junior staff, all while maintaining the highest standards of integrity and accuracy. In addition, you will play a key role in shaping the compliance culture across the organization, promoting best practices, and delivering training programs that keep our teams upātoādate with evolving regulatory expectations.
We offer a supportive work environment, competitive compensation, and opportunities for professional development, making Capital Dynamics an ideal place for compliance professionals who aspire to make a meaningful impact.
Tanggung Jawab
- Develop, implement, and maintain compliance policies and procedures in line with local and international regulations.
- Monitor and interpret changes in financial regulations, advising the business on necessary adjustments.
- Conduct regular compliance audits, risk assessments, and internal training sessions.
- Manage regulatory reporting and submissions to relevant authorities.
- Coordinate with external auditors, legal counsel, and regulators during examinations.
- Oversee the antiāmoney laundering (AML) and counterāfinancing of terrorism (CFT) programs.
- Provide compliance guidance to fund managers, portfolio teams, and support functions.
- Lead the compliance committee and report key compliance metrics to senior management.
Kualifikasi
- Bachelorās degree in Law, Finance, Business Administration, or a related field.
- Minimum 5 years of experience in a compliance role within the banking or asset management sector.
- Inādepth knowledge of Malaysian Financial Services Act, Securities Commission regulations, and AML/CFT frameworks.
- Professional certification such as CISI, ACCA, or CA (Malaysia) is advantageous.
- Strong analytical, problemāsolving, and communication skills.
- Ability to manage multiple priorities and deliver under tight deadlines.
- High level of integrity and a keen eye for detail.
- Fluent in English; proficiency in Bahasa Malaysia is a plus.