Deskripsi Pekerjaan
Capital Dynamics is seeking a highly motivated and detail-oriented Compliance Officer to join our growing team in Kuala Lumpur City Centre. In this key role, you will be instrumental in safeguarding the firm's reputation by establishing a robust compliance framework and overseeing our monitoring program. You will be responsible for investigating potential breaches, reporting findings to senior management, and recommending effective remedial actions to ensure ongoing adherence to regulatory standards. We are looking for a strategic thinker who is passionate about maintaining the highest standards of corporate governance and risk management within the financial services sector.
As part of our global alternative investment management firm, you will collaborate with cross-functional teams to ensure that our operations align with both local Malaysian regulations and international best practices. Your expertise will help us navigate complex regulatory landscapes while driving a culture of compliance and integrity throughout the organization.
Tanggung Jawab
- Establish and maintain a comprehensive compliance framework and monitoring program tailored to the firm’s operations.
- Conduct regular risk assessments, internal audits, and reviews to identify potential compliance gaps.
- Investigate potential breaches of internal policies, procedures, and external regulations.
- Prepare and submit detailed compliance reports to senior management and regulatory bodies as required.
- Recommend and oversee the implementation of remedial actions to address identified compliance issues.
- Provide guidance and training to staff on regulatory requirements, AML/KYC policies, and internal controls.
- Stay abreast of changes in financial regulations and industry best practices to ensure ongoing compliance.
Kualifikasi
- Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- Minimum of 3-5 years of experience in compliance, risk management, or internal audit within the financial services sector.
- Certification such as CCSA (Certified Compliance & Anti-Money Laundering Specialist) or CAMS (Certified Anti-Money Laundering Specialist) is highly preferred.
- Strong understanding of AML/KYC regulations and financial market regulations in Malaysia.
- Excellent analytical and problem-solving skills with a keen attention to detail.
- Strong verbal and written communication skills, with the ability to convey complex regulatory concepts clearly.
- Ability to work independently and collaboratively within a fast-paced global environment.