Deskripsi Pekerjaan
Are you a detail-oriented compliance professional looking to make a significant impact within a leading global financial institution? Prudential Group is seeking a dedicated Distribution Compliance Officer for a 1-year contract to support our distribution channels in Singapore.
In this dynamic role, you will be the backbone of our regulatory oversight efforts. You will be responsible for ensuring that all distribution activities adhere to internal policies and external regulatory requirements. By monitoring misconduct trends and performing rigorous data analysis, you will provide actionable insights that help safeguard our corporate reputation and enhance operational integrity.
This position offers a unique opportunity to work with cross-functional teams, gain deep exposure to the insurance distribution landscape, and contribute to a culture of compliance excellence. If you are analytical, proactive, and committed to upholding the highest professional standards, we invite you to join our team.
Tanggung Jawab
- Develop and maintain comprehensive compliance monitoring frameworks for all distribution channels.
- Perform regular audits and misconduct trend analysis to identify potential risk areas.
- Prepare timely and accurate compliance reports for senior management and regulatory bodies.
- Investigate reported breaches or suspicious activities with a high level of confidentiality and diligence.
- Work closely with sales and distribution teams to provide guidance on regulatory updates and policy adherence.
- Maintain up-to-date documentation on compliance initiatives and regulatory filings.
- Support the design and implementation of internal controls to prevent non-compliance.
- Analyze distribution data to provide insights on risk mitigation strategies.
Kualifikasi
- Bachelor’s Degree in Finance, Law, Business, or a related field.
- Minimum 2-4 years of experience in compliance, audit, or risk management within the financial services or insurance sector.
- Strong knowledge of MAS (Monetary Authority of Singapore) regulations and insurance industry standards.
- Advanced analytical skills with proficiency in Microsoft Excel and data visualization tools.
- Excellent communication and interpersonal skills to engage effectively with stakeholders.
- Ability to work independently and manage multiple tasks under tight deadlines.
- Meticulous attention to detail and a high sense of professional ethics.
- Prior experience in distribution compliance or sales conduct monitoring is highly advantageous.