Deskripsi Pekerjaan
Join Prudential Group as a Lead for Distribution Compliance Analytics and Reporting and play a pivotal role in safeguarding our organization's integrity and regulatory compliance. In this senior leadership position, you will be instrumental in driving our compliance analytics initiatives, supporting intricate investigations, and strengthening distribution oversight across all channels.
You will collaborate closely with senior management, legal teams, and business units to develop and implement robust compliance monitoring frameworks. Your expertise will be crucial in identifying potential risks, analyzing complex data sets, and delivering actionable insights that protect the organization from regulatory breaches and misconduct.
This is an exciting opportunity for a compliance professional who thrives in a dynamic environment and wants to make a significant impact. You will have the chance to shape compliance strategies, mentor junior team members, and contribute to the continuous improvement of our compliance infrastructure. Your work will directly support our commitment to ethical business practices and regulatory excellence in the competitive financial services landscape.
At Prudential Group, we value innovation, integrity, and professional growth. We offer a supportive work environment where your expertise will be recognized and rewarded. If you are passionate about compliance analytics and want to be part of a leading financial services organization, we invite you to explore this exceptional career opportunity.
Tanggung Jawab
- Lead compliance reporting initiatives and misconduct analytics across distribution channels to ensure regulatory adherence and transparency
- Support and conduct thorough investigations related to compliance violations, misconduct allegations, and regulatory breaches
- Strengthen distribution oversight through advanced data-driven insights, pattern recognition, and proactive risk identification
- Develop and implement comprehensive compliance monitoring frameworks, policies, and procedures aligned with regulatory requirements
- Collaborate effectively with cross-functional teams including legal, operations, and senior leadership to ensure holistic compliance coverage
- Prepare and present detailed compliance reports, trend analyses, and recommendations to executive management and board committees
- Stay current with evolving regulatory changes, industry best practices, and emerging compliance risks in the financial services sector
- Mentor and develop junior compliance staff, fostering a culture of continuous learning and professional excellence
Kualifikasi
- Bachelor's degree in Finance, Law, Business Administration, or a related discipline from a recognized institution
- Minimum 5-7 years of progressive experience in compliance, risk management, regulatory affairs, or internal audit within the financial services industry
- Demonstrated expertise in compliance analytics, data analysis, and reporting methodologies with proficiency in relevant analytical tools
- In-depth knowledge of financial services regulations, industry standards, and compliance frameworks such as MAS guidelines and international regulations
- Exceptional analytical thinking, problem-solving abilities, and attention to detail with strong business acumen
- Excellent verbal and written communication skills with the ability to influence stakeholders at all organizational levels
- Proven track record of handling sensitive and confidential information with the highest degree of integrity and professionalism
- Professional certifications such as ACAMS, Certified Compliance Officer, or relevant compliance qualifications are highly advantageous