Deskripsi Pekerjaan
Join Alpha Wealth Financial Advisers Pte Ltd as a Risk & Compliance Officer and play a crucial role in maintaining regulatory excellence within Singapore's dynamic financial services sector. In this contract position, you'll gain invaluable hands-on experience with Monetary Authority of Singapore (MAS) Basic Supervisory Cycle (BSC) compliance reviews, ensuring our operations meet the highest regulatory standards.
As a key member of our compliance team, you'll be responsible for conducting thorough advisory quality checks, identifying potential risks, and implementing robust mitigation strategies. This role offers an exceptional opportunity to develop deep expertise in financial compliance frameworks while contributing to the integrity of our clients' financial journeys.
Alpha Wealth Financial Advisers provides a collaborative environment where compliance professionals can thrive. You'll work closely with senior management to develop and refine compliance policies, conduct regular audits, and stay ahead of evolving regulatory requirements. This position is ideal for detail-oriented professionals looking to make a significant impact in the financial services industry.
Tanggung Jawab
- Conduct MAS BSC compliance reviews to ensure adherence to regulatory requirements
- Perform advisory quality checks to evaluate the accuracy and appropriateness of financial advice
- Identify, assess, and document potential compliance risks within the organization
- Develop and implement effective risk mitigation strategies and control measures
- Stay updated on regulatory changes and ensure compliance with all relevant laws and regulations
- Prepare comprehensive compliance reports for management and regulatory bodies
- Collaborate with various departments to embed compliance best practices into daily operations
- Assist in the development and maintenance of compliance policies and procedures
Kualifikasi
- Bachelor's degree in Finance, Business Administration, Law, or related field
- Professional certification in compliance, risk management, or related area (e.g., CAMS, FRM)
- Minimum 2-3 years of experience in financial services compliance, preferably with MAS BSC exposure
- Strong understanding of Singapore's financial regulatory landscape and MAS requirements
- Excellent analytical skills with attention to detail and accuracy
- Strong written and verbal communication skills for reporting and stakeholder engagement
- Ability to work independently and as part of a team in a fast-paced environment
- Proficiency in compliance software and Microsoft Office applications