Deskripsi Pekerjaan
We are currently representing a prestigious, SG-licensed hedge fund based in the heart of the Central Region. We are seeking a diligent and hands-on Senior Compliance Officer to join our high-performing team. In this pivotal role, you will be the primary custodian of our regulatory environment, ensuring that our fund management operations remain strictly aligned with the Monetary Authority of Singapore (MAS) requirements.
The successful candidate will demonstrate an exceptional ability to navigate complex regulatory frameworks while providing pragmatic, commercial advice to the investment team. You will be responsible for overseeing our comprehensive risk management framework, performing regular compliance monitoring, and acting as the key interface for regulatory bodies. This position offers a unique opportunity to shape the compliance culture of a dynamic financial institution and gain deep exposure to sophisticated fund management strategies.
Tanggung Jawab
- Develop, implement, and maintain robust compliance policies and procedures in accordance with MAS guidelines.
- Oversee daily fund management operations to ensure adherence to internal mandates and regulatory constraints.
- Conduct regular compliance monitoring and risk assessments to identify, report, and mitigate potential regulatory breaches.
- Act as the primary point of contact for regulatory inquiries, examinations, and reporting requirements.
- Provide expert advice and guidance to senior management on compliance matters, emerging regulatory trends, and industry best practices.
- Manage AML/KYC processes, including investor due diligence and ongoing transaction monitoring.
- Prepare and review regulatory filings, including MAS periodic reporting.
- Lead compliance training programs to foster a strong culture of integrity and risk awareness across the organization.
Kualifikasi
- Bachelor’s degree in Finance, Accounting, Law, or a related professional discipline.
- Minimum 5-8 years of direct experience in compliance within an asset management or hedge fund environment in Singapore.
- In-depth knowledge of the Securities and Futures Act (SFA), Financial Advisers Act (FAA), and MAS guidelines for fund managers.
- Strong analytical mindset with the ability to interpret complex regulations and apply them to practical business scenarios.
- Excellent communication skills with the ability to influence and engage with stakeholders at all levels.
- Proven track record in managing regulatory relationships and reporting processes.
- Detail-oriented approach with high ethical standards and professional integrity.
- Relevant professional certifications (e.g., CACS, ICA, or ACAMS) would be highly advantageous.