Deskripsi Pekerjaan
Join UOB Kay Hian, the largest stockbroking firm in Singapore with a robust footprint in key financial centers across Asia, the UK, and the US. We are currently seeking a highly motivated and detail-oriented Associate, KYC Remediation to join our dynamic team on a 1-year contract basis. In this critical role, you will be instrumental in maintaining the integrity of our client base by ensuring accurate Know Your Customer (KYC) documentation and mitigating compliance risks. You will work closely with cross-functional teams to resolve outstanding client profiles and adhere to strict regulatory standards. This is a fantastic opportunity for a compliance professional to contribute to a leading institution in the financial sector.
Tanggung Jawab
- Conduct comprehensive due diligence and verification of client information to ensure accuracy, completeness, and compliance with regulatory requirements.
- Manage and prioritize the remediation of high-risk or incomplete customer profiles within strict deadlines.
- Update and maintain client records in the internal KYC system and CRM tools to reflect current financial status and ownership structures.
- Collaborate effectively with Relationship Managers and Operations teams to address complex compliance queries and facilitate smooth onboarding processes.
- Monitor regulatory updates and ensure all remediation activities align with MAS guidelines and global compliance frameworks.
- Prepare and present detailed reports on KYC status, outstanding remediation items, and risk assessments to management.
Kualifikasi
- Bachelor’s degree in Finance, Banking, Law, or a related field.
- Minimum 2-4 years of relevant experience in KYC, Anti-Money Laundering (AML), or Compliance within the financial services industry.
- Strong understanding of Singapore’s regulatory landscape, specifically MAS regulations.
- Excellent attention to detail and strong analytical skills to identify potential red flags in customer data.
- Proficient in using MS Office applications and KYC software platforms.
- Strong communication skills with the ability to interact professionally with internal stakeholders and external clients.