Deskripsi Pekerjaan
Are you a seasoned Compliance professional looking to shape the regulatory landscape of a dynamic fintech leader? Rakuten Trade Sdn Bhd is seeking a strategic and visionary Head of Compliance to join our Kuala Lumpur team. In this pivotal role, you will act as the primary custodian of our regulatory integrity, ensuring that our innovative trading platforms operate in strict alignment with Securities Commission Malaysia (SC) and Bursa Malaysia requirements.
As the Head of Compliance, you will lead the compliance function, fostering a culture of integrity and risk awareness across the organization. You will interface directly with regulatory bodies, internal stakeholders, and executive leadership to manage risks, implement robust frameworks, and drive the company’s compliance strategy in a fast-paced digital financial environment.
Tanggung Jawab
- Develop, implement, and maintain comprehensive compliance policies and procedures aligned with the latest regulatory requirements.
- Act as the primary point of contact for regulatory bodies, including the Securities Commission Malaysia and Bursa Malaysia.
- Provide expert advice to senior management on compliance matters, emerging regulatory trends, and potential business risks.
- Oversee the monitoring and reporting functions to ensure proactive identification and mitigation of compliance breaches.
- Lead and mentor the compliance team, fostering professional growth and operational excellence.
- Conduct regular compliance audits and risk assessments to ensure internal controls remain robust and effective.
- Coordinate with internal audit and legal departments to ensure a cohesive approach to enterprise risk management.
Kualifikasi
- Bachelor’s degree in Law, Finance, Accounting, or a related professional qualification.
- Minimum 8-10 years of experience in compliance within the capital markets, fintech, or banking sector.
- In-depth knowledge of the Capital Markets and Services Act (CMSA) and related industry regulations.
- Proven track record in managing regulatory relationships and reporting processes.
- Strong analytical skills with the ability to interpret complex legal and regulatory requirements into actionable business practices.
- Excellent leadership abilities and the capacity to influence stakeholders at the executive level.
- Professional certification (e.g., AICB, ICA) would be considered a significant advantage.