Deskripsi Pekerjaan
Join Macquarie Group as a Trade Surveillance Senior Manager and take the lead in ensuring regulatory compliance within our dynamic financial environment. In this critical role, you will be responsible for overseeing the smooth running of daily surveillance analysis, conducting deep-dive investigations into potential market abuse or trading irregularities, and performing regular reviews of trading patterns and activities.
As a key member of our compliance team, you will develop and implement robust surveillance strategies, collaborate with various departments to identify emerging risks, and provide expert guidance on regulatory requirements. Your insights will directly contribute to maintaining the integrity of our markets and protecting our clients' interests.
This position offers an exciting opportunity to work at the forefront of financial regulation in one of Asia's most dynamic economies. You will gain exposure to complex financial instruments, sophisticated trading technologies, and diverse market participants while making a meaningful impact on our compliance framework.
Macquarie Group offers a competitive compensation package, professional development opportunities, and a collaborative work environment that values innovation and integrity. If you are a detail-oriented professional with a passion for regulatory compliance and financial markets, we encourage you to apply for this challenging and rewarding position.
Tanggung Jawab
- Oversee daily trade surveillance operations and ensure timely investigation of suspicious activities
- Conduct in-depth investigations into potential market abuse, insider trading, and other regulatory breaches
- Develop, implement, and enhance surveillance policies, procedures, and monitoring systems
- Perform regular reviews of trading patterns and activities to identify emerging risks and trends
- Collaborate with trading, legal, and compliance teams to address regulatory concerns and implement corrective actions
- Prepare comprehensive reports on surveillance findings and provide recommendations to senior management
- Stay updated on regulatory changes and ensure compliance with all relevant laws and regulations
- Mentor and guide junior surveillance analysts to enhance team capabilities and knowledge
Kualifikasi
- Bachelor's degree in Finance, Economics, Business, Law, or a related field; advanced degree preferred
- Minimum of 8 years of experience in trade surveillance, market abuse detection, or financial compliance
- Deep understanding of financial markets, trading mechanisms, and regulatory requirements
- Strong analytical skills with the ability to interpret complex data and identify suspicious patterns
- Experience with surveillance systems and tools such as Nasdaq Trade Surveillance, NICE Actimize, or similar platforms
- Excellent communication skills with the ability to present findings clearly to stakeholders at all levels
- Proven ability to manage investigations and implement effective compliance measures
- Professional certifications such as CAMS, CFA, or FRM are highly desirable