Deskripsi Pekerjaan
Join Kenanga Investment Bank as a Regulatory Associate/Senior Associate and become a guardian of financial integrity. You'll design and execute robust compliance programs for KIB/KIIB/KTB/Eq8 (collectively 'KIG'), ensuring adherence to evolving regulatory landscapes while safeguarding our reputation and client trust. This pivotal role requires proactive monitoring of regulatory changes, conducting risk assessments, and implementing controls across investment banking operations. Collaborate with cross-functional teams to embed compliance into business processes, prepare regulatory filings, and drive continuous improvement in our governance framework. Ideal for professionals passionate about maintaining ethical standards in dynamic financial markets.
Tanggung Jawab
- Develop and implement comprehensive compliance programs aligned with Securities Commission Malaysia and Bank Negara Malaysia regulations
- Monitor regulatory changes and assess impact on KIG's investment banking operations
- Conduct compliance audits, investigations, and risk assessments across business units
- Prepare regulatory filings and maintain compliance documentation
- Provide advisory services to departments on regulatory requirements and best practices
- Facilitate compliance training programs for staff
- Collaborate with internal audit and risk management teams
Kualifikasi
- Bachelor's degree in Finance, Law, Business Administration, or related field
- 3-5 years of compliance/regulatory experience in financial services
- CAMS, CFA, or similar regulatory certification preferred
- Strong knowledge of Malaysian capital markets regulations
- Excellent analytical and problem-solving abilities
- Effective communication and stakeholder management skills
- Proficiency in regulatory reporting tools